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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Buzzerd is a financial advisor with over 30 years of experience in the industry. Harry Buzzerd is currently registered with UBS Financial Services Inc. and is a licensed investment advisor in several states including Florida, Maryland, New Jersey and Texas. Harry Buzzerd has held previous roles at Ferris, Baker Watts Incorporated, Morgan Stanley DW Inc. and Legg Mason Wood Walker, Incorporated. Harry Buzzerd specializes in portfolio management for individuals, businesses, and charitable organizations, financial planning, pension consulting and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
02/12/2019 - Present
UBS Financial Services Inc. (MT. LAUREL NJ)
MD
04/30/2004 - 04/14/2008
FERRIS, BAKER WATTS INCORPORATED (TOWSON MD)
NY
04/28/1995 - 04/28/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MD
05/20/1991 - 05/11/1995
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 02/20/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/03/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/14/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 05/06/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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