Unclaimed
Harry William Sloan is a financial advisor with over 25 years of experience in the industry. Harry is currently registered with Nationwide Investment Services Corp. and has previously held positions at P.J. Robb Variable Corporation, AIG Capital Services, Inc., PRUCO Securities, LLC, WMA Securities, Inc., W. S. Griffith & Co., Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Kingston Resources, Inc., and Travelers Equities Sales, Inc. Harry holds the Series 7 and Series 63 licenses and the SIE certification.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
02/18/2019 - Present
Nationwide Investment Services Corp. (COLUMBUS OH)
TN
03/05/2018 - 01/25/2019
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NJ
09/08/2014 - 02/14/2017
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
NC
11/09/2000 - 09/10/2014
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
GA
07/06/2000 - 10/17/2000
WMA SECURITIES, INC. (DULUTH GA)
CT
03/18/1997 - 08/11/1998
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
IN
09/20/1995 - 03/18/1997
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
09/20/1995 - 03/18/1997
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NC
07/27/1992 - 06/10/1994
KINGSTON RESOURCES,INC. (CHARLOTTE NC)
CA
12/22/1987 - 08/16/1990
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
BC
Issued 01/08/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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