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Harry William Sloan

Nationwide Investment Services Corp.

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About Harry William Sloan

Harry William Sloan is a financial advisor with over 25 years of experience in the industry. Harry is currently registered with Nationwide Investment Services Corp. and has previously held positions at P.J. Robb Variable Corporation, AIG Capital Services, Inc., PRUCO Securities, LLC, WMA Securities, Inc., W. S. Griffith & Co., Inc., Lincoln Financial Advisors Corporation, The Lincoln National Life Insurance Company, Kingston Resources, Inc., and Travelers Equities Sales, Inc. Harry holds the Series 7 and Series 63 licenses and the SIE certification.

Firm Information

Harry Sloan is currently registered with Nationwide Investment Services Corp.. Nationwide Investment Services Corp. is a corporation formed in 1974 and is approved to operate in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has a history of 4 disclosures related to regulatory events and 1 related to arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

1,204

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harry Sloan’s Registration & Firm History

OH

02/18/2019 - Present

Nationwide Investment Services Corp. (COLUMBUS OH)

TN

03/05/2018 - 01/25/2019

P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)

NJ

09/08/2014 - 02/14/2017

AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)

NC

11/09/2000 - 09/10/2014

PRUCO SECURITIES, LLC. (CHARLOTTE NC)

GA

07/06/2000 - 10/17/2000

WMA SECURITIES, INC. (DULUTH GA)

CT

03/18/1997 - 08/11/1998

W. S. GRIFFITH & CO., INC. (HARTFORD CT)

IN

09/20/1995 - 03/18/1997

LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)

IN

09/20/1995 - 03/18/1997

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)

NC

07/27/1992 - 06/10/1994

KINGSTON RESOURCES,INC. (CHARLOTTE NC)

CA

12/22/1987 - 08/16/1990

TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)

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Licenses & Designations

BC

Issued 01/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/19/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry William Sloan.
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