Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry William Carroll has been in the financial services industry since October 24, 1982. Harry is currently registered with American Portfolios Financial Services, Inc. Harry is also registered with 31 states and is licensed to sell securities in a variety of product categories including stocks, bonds, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/21/2006 - Present
American Portfolios Financial Services, Inc. (W. AMHERST NY)
NY
08/01/2003 - 02/21/2006
WALNUT STREET SECURITIES, INC. (NIAGARA FALLS NY)
NY
04/14/1983 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
CT
10/15/1993 - 12/16/1999
AETNA INVESTMENT SERVICES, INC. (WINDSOR CT)
CT
06/19/1983 - 10/15/1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY (HARTFORD CT)
NA
09/17/1983 - 03/27/1989
CPC SECURITIES CORPORATION
NA
10/25/1982 - 07/03/1984
AMERICAN CAPITAL FINANCIAL SERVICES, INC.
BC
Issued 05/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1974
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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