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Harry Timothy Couch

Dempsey Lord Smith, LLC

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About Harry Timothy Couch

Harry Timothy Couch is a financial advisor with over 23 years of experience in the industry. Harry has a strong background in securities and investments, holding both Series 7 and Series 66 licenses. Harry is a Certified Financial Planner and has worked with several well-known firms, including Triad Advisors, Inc. and WFG Investments, Inc. before joining Dempsey Lord Smith, LLC in 2017. Harry's experience spans various areas, including financial planning, portfolio management for individuals, and selection of other advisors. Harry is a member of the National Association of Personal Financial Advisors (NAPFA).

Firm Information

Harry Couch is currently registered with Dempsey Lord Smith, LLC. Dempsey Lord Smith, LLC is a Limited Liability Company formed in Georgia in 2006. The firm provides financial planning and portfolio management services to individuals, families, and pension and profit-sharing plans. They are registered with the SEC and in all 50 states, plus Puerto Rico and the Virgin Islands. The firm's regulatory assets under management total over $585 million across 3,106 accounts. Dempsey Lord Smith, LLC also participates in wrap fee programs.
Dempsey Lord Smith, LLC

901 N BROAD STREET

ROME, GA 30161

$585.61M

Assets Under Management

1,675

Total Clients

89

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harry Couch’s Registration & Firm History

GA

08/30/2017 - Present

Dempsey Lord Smith, LLC (ROME GA)

GA

08/15/2008 - 08/25/2017

WFG INVESTMENTS, INC. (DAWSONVILLE GA)

GA

10/14/2005 - 07/21/2008

TRIAD ADVISORS, INC. (DAWSONVILLE GA)

MI

10/10/2003 - 10/18/2005

H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)

GA

12/04/2001 - 09/23/2003

TRIAD ADVISORS, INC. (ATLANTA GA)

TX

02/16/2000 - 12/14/2001

1ST GLOBAL CAPITAL CORP. (DALLAS TX)

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Licenses & Designations

BOTH

Issued 12/09/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Harry Timothy Couch. Review regulatory record here.
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