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Harry Thomas Carver

Citizens Securities, Inc.

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About Harry Thomas Carver

Harry Carver is a Registered Representative with Citizens Securities, Inc., and has been in the securities industry since March 31, 2019. Harry has a Series 66 license, and Series 7TO, SIE and Series 6 licenses. Harry is currently licensed in Arizona, Florida, Georgia, Massachusetts, New Hampshire and Texas.

Firm Information

Harry Carver is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harry Carver’s Registration & Firm History

MA

12/21/2022 - Present

Citizens Securities, Inc. (MEDFORD MA)

MA

02/11/2016 - 12/09/2016

NYLIFE SECURITIES LLC (WALTHAM MA)

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Licenses & Designations

BOTH

Issued 09/22/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/29/2020

Series 7TO - General Securities Representative Examination

BC

Issued 12/09/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/2016

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry Thomas Carver.
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