Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Stephen Popper is a financial advisor with over 25 years of experience in the industry. Harry is registered with Wealth Enhancement Advisory Services, LLC in Georgia and Minnesota. Harry has also held positions at UBS PaineWebber Inc., J.C. Bradford & Co. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Harry holds Series 7, 5, 8, 63 and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
10/09/2024 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
NJ
08/14/2000 - 04/16/2003
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
02/14/1997 - 08/14/2000
J.C. BRADFORD & CO. (NEW YORK NY)
NY
02/01/1979 - 02/21/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 07/22/2020
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/03/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 11/13/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/26/1981
Series 5 - Interest Rate Options Examination
BC
Issued 01/20/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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