Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Neufeld is a financial advisor who has been in the industry since 1991. He currently works with Wells Fargo Clearing Services, LLC. Harry has held previous positions with RBC CAPITAL MARKETS, LLC, J. B. HANAUER & CO., RBC DAIN RAUSCHER INC., TUCKER ANTHONY INCORPORATED, and GIBRALTAR SECURITIES CO. Harry holds Series 7, Series 63 and Series 65 licenses. He is also registered in 24 states, with an active scope of practice in both Broker-Dealer and Investment Adviser. Harry provides financial planning, pension consulting, and investment consulting services to institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
03/28/2013 - Present
Wells Fargo Clearing Services, LLC (FLORHAM PARK NJ)
NJ
10/09/2009 - 04/15/2013
RBC CAPITAL MARKETS, LLC (PARSIPPANY NJ)
NJ
08/30/2002 - 10/09/2009
J. B. HANAUER & CO. (PARSIPPANY NJ)
NY
03/09/2002 - 09/10/2002
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
09/01/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
03/12/1991 - 09/01/1999
GIBRALTAR SECURITIES CO. (FLORHAM PARK NJ)
IA
Issued 04/23/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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