Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Kemp is a registered representative with Smbc Nikko Securities America, Inc. Harry has been in the securities industry since June 19, 2014. Harry has passed the Series 63, SIE, and Series 7 examinations. Harry is currently registered in New York. Previously, Harry was affiliated with RBC CAPITAL MARKETS, LLC and Goldman Sachs & Co. LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
04/22/2022 - Present
Smbc Nikko Securities America, Inc. (Jersey City NJ)
NJ
03/19/2019 - 02/09/2022
RBC CAPITAL MARKETS, LLC (Jersey City NJ)
NY
04/19/2016 - 03/28/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
NY
03/06/2014 - 03/14/2016
AUERBACH GRAYSON & COMPANY LLC (NEW YORK NY)
BC
Issued 03/20/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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