Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Headrick is a financial advisor with over 40 years of experience in the industry. Harry currently works at LPL Financial LLC. Harry has been registered with FINRA since 1980. Harry has held previous roles with Morgan Keegan & Company, Inc., RBC Dain Rauscher Inc., A. G. Edwards & Sons, Inc., Shearson Lehman Hutton Inc. and E. F. Hutton & Company Inc.. Harry is licensed to offer securities and investment advisory services in Alabama, California, Indiana, Louisiana, Maryland, Missouri, Pennsylvania, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
05/29/2012 - Present
LPL Financial LLC (LONGVIEW TX)
TX
12/06/2004 - 05/30/2012
MORGAN KEEGAN & COMPANY, INC. (LONGVIEW TX)
NY
03/26/1999 - 12/14/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MO
03/20/1989 - 03/30/1999
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/11/1988 - 03/30/1989
SHEARSON LEHMAN HUTTON INC.
NA
10/24/1980 - 04/11/1988
E. F. HUTTON & COMPANY INC
BOTH
Issued 03/28/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 10/18/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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