Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Hughes is a financial advisor with over 30 years of experience in the financial services industry. Harry is a registered representative with LPL Financial LLC and holds Series 7 and 63 licenses. Harry has been active in the industry since 1983. Harry has previously worked at various financial institutions such as National Securities Corporation, WFG Investments, Inc., Citigroup Global Markets Inc., Lehman Brothers Inc. and Eppler, Guerin & Turner, Inc. Harry is currently registered with the state of Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
TX
10/28/2024 - Present
LPL Financial LLC (ROWLETT TX)
TX
07/25/2017 - 07/22/2022
NATIONAL SECURITIES CORPORATION (DALLAS TX)
TX
05/25/2007 - 07/25/2017
WFG INVESTMENTS, INC. (DESOTO TX)
TX
07/31/1993 - 06/11/2007
CITIGROUP GLOBAL MARKETS INC. (DALLAS TX)
NY
03/02/1990 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
TX
10/20/1984 - 03/17/1990
EPPLER, GUERIN & TURNER, INC. (DALLAS TX)
NA
10/26/1976 - 12/31/1977
AMERICAN GENERAL CAPITAL PLANNING, INC.
BC
Issued 10/24/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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