Unclaimed
Harry Richard Pinkham is a financial advisor with Wells Fargo Advisors Financial Network, LLC. Harry has been in the financial services industry since March 1, 1993 and is registered in Florida, Texas, and 33 other states. Harry holds a Series 7, Series 9, Series 10, and Series 63 license and has earned the Certified Financial Planner designation. Harry specializes in retirement planning, estate planning, college planning, and wealth management. Harry is also a 100% owner of ESJ Investment Co, LLC. Harry has been a financial advisor with Wells Fargo Advisors for over 13 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
03/31/2022 - Present
Wells Fargo Advisors Financial Network, LLC (SARASOTA FL)
FL
01/01/2008 - 03/31/2022
WELLS FARGO CLEARING SERVICES, LLC (VENICE FL)
FL
03/02/1993 - 01/03/2008
A. G. EDWARDS & SONS, INC. (ENGLEWOOD FL)
BC
Issued 03/17/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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