Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Dorman is a financial advisor with LPL Financial LLC. Harry has been in the industry since March 26, 1990, with a focus on providing financial planning and portfolio management services. He is a licensed Investment Advisor Representative in Wisconsin. Harry has held previous positions at SII INVESTMENTS, INC., MML INVESTORS SERVICES, LLC, THRIVENT INVESTMENT MANAGEMENT INC., and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Harry has a wide range of experience and expertise in various financial products and services, including but not limited to fixed insurance products. He has a strong understanding of the financial markets and the needs of his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
02/14/2018 - Present
LPL Financial LLC (APPLETON WI)
WI
05/20/2013 - 02/14/2018
SII INVESTMENTS, INC. (APPLETON WI)
WI
06/07/2004 - 05/22/2013
MML INVESTORS SERVICES, LLC (APPLETON WI)
MN
05/21/1990 - 06/07/2004
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
02/14/1990 - 04/09/1990
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
02/14/1990 - 04/09/1990
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 03/26/1990
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Harry Dorman is the right advisor for you? Invested Better is here to help.
