Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Oliver is a financial advisor with Vanguard Marketing Corp. located in Charlotte, NC. Harry has been in the industry since 1996 and is registered with FINRA and 53 state securities regulators. Harry has passed the Series 7, Series 6, and SIE exams, as well as the Uniform Securities Agent State Law Examination (Series 63). Harry is an active advisor within the broker-dealer space, but not an active Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
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1
2
NC
02/11/1997 - Present
Vanguard Marketing Corp. (CHARLOTTE NC)
NA
08/08/1986 - 08/04/1987
NYLIFE SECURITIES INC.
BC
Issued 02/18/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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