Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Mozian is a financial professional with over 25 years of experience in the financial industry. He has a broad range of experience in various financial institutions, including ING Barings, Banc of America Securities, Paribas Corporation, and Global Direct Equities, LLC. Harry is currently registered with Fidelity Brokerage Services LLC. His expertise lies in securities trading and operations. He has successfully passed several industry exams, including Series 7, 55, 25, SIE, and 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
09/09/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
NY
02/21/2018 - 08/19/2021
PRIME EXECUTIONS, INC. (NEW YORK NY)
NY
10/02/2017 - 02/27/2018
GREYWOLF EXECUTION PARTNERS, INC. (New York NY)
NY
03/28/2003 - 10/02/2017
GLOBAL DIRECT EQUITIES, LLC (NEW YORK NY)
NY
06/16/2009 - 02/22/2012
MONTECITO ADVISORS, INC. (NEW YORK NY)
NY
05/07/2002 - 03/06/2003
C. J. LEDONE EQUITIES, INC. (NEW YORK NY)
NY
04/30/2001 - 10/04/2001
ING BARINGS CORP. (NEW YORK NY)
NY
09/11/2000 - 04/30/2001
ING BARINGS LLC (NEW YORK NY)
NY
10/30/1998 - 08/28/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
03/29/1995 - 09/16/1998
PARIBAS CORPORATION (NEW YORK NY)
BC
Issued 09/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2004
Series 25 - NYSE Trading Assistant Examination
BC
Issued 03/09/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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