Unclaimed
Harry Milward Hadden is a registered investment advisor representative with Ameriprise Financial Services, LLC. Harry has been in the financial industry since 1970. Harry is registered with the state of Kentucky, Florida, and Michigan. Harry was previously employed with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc., Morgan Keegan & Company, Inc., Paine Webber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Prudential-Bache Securities Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Bache Halsey Stuart Inc., Bache & Co Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KY
12/08/2021 - Present
Ameriprise Financial Services, LLC (Lexington KY)
KY
04/20/2012 - 12/06/2021
WELLS FARGO CLEARING SERVICES, LLC (LEXINGTON KY)
KY
11/04/2005 - 04/30/2012
UBS FINANCIAL SERVICES INC. (LEXINGTON KY)
NY
02/18/1999 - 11/10/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
TN
04/21/1993 - 03/08/1999
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NJ
01/20/1989 - 04/29/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 01/27/1989
SHEARSON LEHMAN HUTTON INC.
NA
01/20/1983 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
09/16/1977 - 12/23/1983
PRUDENTIAL-BACHE SECURITIES INC.
NA
08/31/1979 - 02/03/1983
J.J.B. HILLIARD, W.L. LYONS, INC.
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
06/21/1974 - 02/27/1976
BACHE & CO., INCORPORATED
NA
07/28/1970 - 07/07/1974
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
IA
Issued 11/07/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/06/1984
Series 3 - National Commodity Futures Examination
BC
Issued 07/24/1970
Series 000 - General Securities Principal Examination
BC
Issued 07/24/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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