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Harry Milward Hadden

Ameriprise Financial Services, LLC

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About Harry Milward Hadden

Harry Milward Hadden is a registered investment advisor representative with Ameriprise Financial Services, LLC. Harry has been in the financial industry since 1970. Harry is registered with the state of Kentucky, Florida, and Michigan. Harry was previously employed with Wells Fargo Clearing Services, LLC, UBS Financial Services Inc., Morgan Stanley DW Inc., Morgan Keegan & Company, Inc., Paine Webber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Prudential-Bache Securities Inc., J.J.B. Hilliard, W.L. Lyons, Inc., Bache Halsey Stuart Inc., Bache & Co Incorporated, and Merrill Lynch, Pierce, Fenner & Smith, Inc.

Firm Information

Harry Hadden is currently registered with Ameriprise Financial Services, LLC. Ameriprise Financial Services, LLC is a Limited Liability Company formed in 1971 and headquartered in Minneapolis, Minnesota. The firm offers a variety of financial services, including financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Ameriprise has a significant presence in the United States, with a network of over 11,000 licensed agents and investment advisor representatives. The firm manages over $479 billion in assets for a diverse range of clients, including high-net-worth individuals, corporations, and pension plans.
Ameriprise Financial Services, LLC

707 2ND AVENUE SOUTH

MINNEAPOLIS, MN 55402

$479.79B

Assets Under Management

140,938

Total Clients

13,002

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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asset allocation services

Asset allocation services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harry Hadden’s Registration & Firm History

KY

12/08/2021 - Present

Ameriprise Financial Services, LLC (Lexington KY)

KY

04/20/2012 - 12/06/2021

WELLS FARGO CLEARING SERVICES, LLC (LEXINGTON KY)

KY

11/04/2005 - 04/30/2012

UBS FINANCIAL SERVICES INC. (LEXINGTON KY)

NY

02/18/1999 - 11/10/2005

MORGAN STANLEY DW INC. (PURCHASE NY)

TN

04/21/1993 - 03/08/1999

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NJ

01/20/1989 - 04/29/1993

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

NA

02/15/1988 - 01/27/1989

SHEARSON LEHMAN HUTTON INC.

NA

01/20/1983 - 02/15/1988

E. F. HUTTON & COMPANY INC

NA

09/16/1977 - 12/23/1983

PRUDENTIAL-BACHE SECURITIES INC.

NA

08/31/1979 - 02/03/1983

J.J.B. HILLIARD, W.L. LYONS, INC.

NA

08/27/1976 - 09/16/1977

BACHE HALSEY STUART INC.

NA

02/27/1976 - 08/27/1976

BACHE & CO INCORPORATED

NA

06/21/1974 - 02/27/1976

BACHE & CO., INCORPORATED

NA

07/28/1970 - 07/07/1974

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

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Licenses & Designations

IA

Issued 11/07/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/09/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/08/1989

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/06/1984

Series 3 - National Commodity Futures Examination

BC

Issued 07/24/1970

Series 000 - General Securities Principal Examination

BC

Issued 07/24/1970

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry Milward Hadden.
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