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Harry Michael Barth

Secura Financial

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About Harry Michael Barth

Harry Michael Barth is a financial advisor registered with Secura Financial, LLC. Harry has been in the financial services industry since 1971. Harry is a registered representative with FINRA and has been a registered investment advisor since 2006. Harry's firm, Secura Financial, LLC, provides financial planning, pension consulting, and portfolio management for individuals and businesses. The firm has approximately $230.4 million in assets under management. Harry is also a certified financial planner (CFP) and a chartered financial consultant (ChFC).

Firm Information

Harry Barth is currently registered with Secura Financial. Secura Financial is an investment advisory firm based in ORANGE, CA. They manage approximately $230,449,000 in assets for 1,123 clients. The firm offers financial planning, pension consulting, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. They also participate in wrap fee programs.
Secura Financial

333 CITY BOULEVARD WEST,

ORANGE, CA 92868-2944

$230.45M

Assets Under Management

9

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Referral fees

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Harry Barth’s Registration & Firm History

CA

11/28/2006 - Present

Secura Financial (ORANGE CA)

CA

01/02/2015 - 04/03/2024

CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)

CA

05/10/2013 - 12/31/2014

J.W. COLE FINANCIAL, INC. (ORANGE CA)

CA

06/01/2012 - 05/10/2013

FINANCIAL ADVISERS OF AMERICA, LLC (ORANGE CA)

CA

06/24/1993 - 06/08/2012

LPL FINANCIAL LLC (ORANGE CA)

NA

02/10/1989 - 07/09/1993

SENTRA SECURITIES CORPORATION

AZ

04/08/1987 - 07/09/1993

SENTRA SECURITIES CORPORATION (PHOENIX AZ)

MA

04/30/1984 - 02/14/1989

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

NA

10/08/1985 - 02/06/1989

PROFILE INVESTMENTS CORPORATION

NA

01/13/1988 - 10/12/1988

PAINEWEBBER INCORPORATED

NA

04/10/1986 - 10/20/1987

GLOBAL INVESTOR SECURITIES, INC.

NA

03/07/1983 - 02/18/1986

GLOBAL INVESTOR SECURITIES, INC.

NA

04/07/1983 - 04/23/1984

GUARDIAN INVESTOR SERVICES CORPORATION

NA

04/11/1976 - 02/09/1983

SUNCAN EQUITY SERVICES COMPANY

NA

11/25/1974 - 05/02/1976

MACCABEES MUTUAL EQUITY SALES COMPANY

NA

06/12/1970 - 09/06/1973

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

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Licenses & Designations

IA

Issued 03/30/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/26/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1986

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/12/1985

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Harry Michael Barth. Review regulatory record here.
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