Unclaimed
Harry Michael Barth is a financial advisor registered with Secura Financial, LLC. Harry has been in the financial services industry since 1971. Harry is a registered representative with FINRA and has been a registered investment advisor since 2006. Harry's firm, Secura Financial, LLC, provides financial planning, pension consulting, and portfolio management for individuals and businesses. The firm has approximately $230.4 million in assets under management. Harry is also a certified financial planner (CFP) and a chartered financial consultant (ChFC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees
1
2
CA
11/28/2006 - Present
Secura Financial (ORANGE CA)
CA
01/02/2015 - 04/03/2024
CROWN CAPITAL SECURITIES, L.P. (ORANGE CA)
CA
05/10/2013 - 12/31/2014
J.W. COLE FINANCIAL, INC. (ORANGE CA)
CA
06/01/2012 - 05/10/2013
FINANCIAL ADVISERS OF AMERICA, LLC (ORANGE CA)
CA
06/24/1993 - 06/08/2012
LPL FINANCIAL LLC (ORANGE CA)
NA
02/10/1989 - 07/09/1993
SENTRA SECURITIES CORPORATION
AZ
04/08/1987 - 07/09/1993
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
MA
04/30/1984 - 02/14/1989
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
NA
10/08/1985 - 02/06/1989
PROFILE INVESTMENTS CORPORATION
NA
01/13/1988 - 10/12/1988
PAINEWEBBER INCORPORATED
NA
04/10/1986 - 10/20/1987
GLOBAL INVESTOR SECURITIES, INC.
NA
03/07/1983 - 02/18/1986
GLOBAL INVESTOR SECURITIES, INC.
NA
04/07/1983 - 04/23/1984
GUARDIAN INVESTOR SERVICES CORPORATION
NA
04/11/1976 - 02/09/1983
SUNCAN EQUITY SERVICES COMPANY
NA
11/25/1974 - 05/02/1976
MACCABEES MUTUAL EQUITY SALES COMPANY
NA
06/12/1970 - 09/06/1973
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
IA
Issued 03/30/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/26/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/1986
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/12/1985
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/14/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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