Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Maxwell Wagner is a financial professional with over 20 years of experience in the securities industry. Harry is currently registered with Allen & Co. LLC. Prior to joining Allen & Co. LLC, Harry was employed with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and OPPENHEIMER & CO., INC.. Harry is licensed to provide securities related services in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/19/2003 - Present
Allen & Co. LLC (NEW YORK NY)
NY
03/04/2003 - 05/05/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/15/1994 - 08/20/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/02/1993 - 08/17/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
BC
Issued 12/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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