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Harry M. Barnes

J.p. Morgan Securities LLC

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About Harry M. Barnes

Harry Barnes is a financial advisor with over 15 years of experience in the industry. Barnes is currently registered with J.P. Morgan Securities LLC. Previously, Barnes was registered with Wayne Hummer Investments LLC, Independent Investment Bankers, Corp., DWS Scudder Distributors, Inc., Kemper Distributors, Inc., and Scudder Investor Services, Inc. Barnes holds Series 6, 7, 24, 63, 79TO, and SIE licenses. Barnes is licensed to provide financial advice in all 50 states.

Firm Information

Harry Barnes is currently registered with J.p. Morgan Securities LLC. J.p. Morgan Securities LLC is a Limited Liability Company formed in 1985. It is headquartered in NEW YORK, NY, United States. The firm has over 50 billion in assets under management and provides a variety of financial services, including financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors.
J.p. Morgan Securities LLC

383 MADISON AVE

NEW YORK, NY 10179

$249.73B

Assets Under Management

262,026

Total Clients

26,783

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fee computed based on cents-per-share-deposited-into-the-account

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Harry Barnes’s Registration & Firm History

IL

08/24/2022 - Present

J.p. Morgan Securities LLC (CHICAGO IL)

TX

06/29/2016 - 12/22/2017

INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)

IL

05/06/2014 - 08/06/2015

WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)

IL

08/17/2010 - 04/29/2014

J.P. MORGAN SECURITIES LLC (OAKBROOK TERRACE IL)

IL

10/19/2001 - 03/08/2006

DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NY

08/29/2000 - 10/19/2001

SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)

IL

01/15/1997 - 08/29/2000

KEMPER DISTRIBUTORS, INC. (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/24/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/28/2000

Series 24 - General Securities Principal Examination

BC

Issued 08/24/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/25/2022

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/2010

Series 7 - General Securities Representative Examination

BC

Issued 01/14/1997

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry M. Barnes.
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