Unclaimed
Harry Barnes is a financial advisor with over 15 years of experience in the industry. Barnes is currently registered with J.P. Morgan Securities LLC. Previously, Barnes was registered with Wayne Hummer Investments LLC, Independent Investment Bankers, Corp., DWS Scudder Distributors, Inc., Kemper Distributors, Inc., and Scudder Investor Services, Inc. Barnes holds Series 6, 7, 24, 63, 79TO, and SIE licenses. Barnes is licensed to provide financial advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
08/24/2022 - Present
J.p. Morgan Securities LLC (CHICAGO IL)
TX
06/29/2016 - 12/22/2017
INDEPENDENT INVESTMENT BANKERS, CORP. (AUSTIN TX)
IL
05/06/2014 - 08/06/2015
WAYNE HUMMER INVESTMENTS L.L.C. (CHICAGO IL)
IL
08/17/2010 - 04/29/2014
J.P. MORGAN SECURITIES LLC (OAKBROOK TERRACE IL)
IL
10/19/2001 - 03/08/2006
DWS SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)
NY
08/29/2000 - 10/19/2001
SCUDDER INVESTOR SERVICES, INC. (NEW YORK NY)
IL
01/15/1997 - 08/29/2000
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
BC
Issued 10/24/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/28/2000
Series 24 - General Securities Principal Examination
BC
Issued 08/24/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/25/2022
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 01/14/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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