Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Thomas is a financial professional with over 40 years of experience in the industry. Harry has held positions at Robert W. Baird & Co. Incorporated and is currently registered with Northwestern Mutual Investment Services, LLC. Harry holds the Series 6, Series 7, and Series 63 licenses as well as the SIE exam. Harry is registered in 10 states and has been active in the industry since March 10, 1982.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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VA
03/11/1982 - Present
Northwestern Mutual Investment Services, LLC (RESTON VA)
WI
11/11/1993 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 02/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2016
Series 7 - General Securities Representative Examination
BC
Issued 01/25/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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