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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Kaplan is a financial advisor with Fidelity Personal And Workplace Advisors. Harry has been in the financial services industry since 2017 and has extensive experience helping clients achieve their financial goals. Harry is registered with the Securities and Exchange Commission (SEC) and has held prior registrations with Prudential, Vanguard, and Manning & Napier. Harry is dedicated to providing personalized financial advice and works closely with clients to develop a customized plan that meets their specific needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
09/29/2023 - Present
Fidelity Personal AND Workplace Advisors (ROCHESTER NY)
NJ
02/03/2022 - 08/30/2023
PRUCO SECURITIES, LLC. (NEWARK NJ)
PA
10/09/2020 - 12/23/2021
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
01/29/2020 - 09/25/2020
MANNING & NAPIER INVESTOR SERVICES, INC. (FAIRPORT NY)
BOTH
Issued 10/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/11/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/03/2020
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 11/11/2020
Series 7TO - General Securities Representative Examination
BC
Issued 01/29/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 12/09/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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