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Harry Kaltsas

Pruco Securities, LLC

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About Harry Kaltsas

Harry Kaltsas is a financial professional with over 20 years of experience in the industry. Harry is currently registered with Pruco Securities, LLC in Newark, NJ. Harry has previously worked with several other firms including Deutsche Bank Securities Inc., Mutual of America Life Insurance Company, Mutual of America Securities Corporation, E*TRADE Securities LLC, TD Ameritrade, Inc., Carnegie Investor Services Inc., Fordham Financial Management, Inc., and Walsh Manning Securities, LLC.

Firm Information

Harry Kaltsas is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Harry Kaltsas’s Registration & Firm History

NJ

05/19/2021 - Present

Pruco Securities, LLC (NEWARK NJ)

FL

01/08/2014 - 12/08/2020

DEUTSCHE BANK SECURITIES INC. (JACKSONVILLE FL)

NY

09/24/2013 - 10/30/2013

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (TARRYTOWN NY)

NY

09/24/2013 - 10/30/2013

MUTUAL OF AMERICA SECURITIES CORPORATION (TARRYTOWN NY)

NJ

04/18/2007 - 12/06/2012

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

11/16/2000 - 04/19/2007

TD AMERITRADE, INC. (NEW YORK NY)

NY

08/24/1998 - 02/02/2001

CARNEGIE INVESTOR SERVICES INC. (NEW YORK NY)

NY

05/20/1998 - 09/02/1998

FORDHAM FINANCIAL MANAGEMENT, INC. (NEW YORK NY)

NA

04/02/1998 - 05/28/1998

WALSH MANNING SECURITIES, LLC

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Licenses & Designations

BC

Issued 04/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/01/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry Kaltsas.
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