Unclaimed
Harry Dougherty, IV is a Registered Representative with Lincoln Financial Distributors, Inc., in Radnor, Pennsylvania. Harry has been in the financial industry since April 12, 2017 and holds Series 7, Series 63, and SIE registrations. Harry's current registrations are active in the states of California, Pennsylvania, Rhode Island, and Vermont. Prior to his current role, Harry was affiliated with PACER FINANCIAL, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/13/2017 - Present
Lincoln Financial Distributors, Inc. (RADNOR PA)
PA
03/29/2017 - 08/28/2017
PACER FINANCIAL, INC. (PAOLI PA)
BC
Issued 04/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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