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Harry John Buckman

Buckman, Buckman & Reid, Inc.

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About Harry John Buckman

Harry John Buckman is a Financial Advisor with Buckman, Buckman & Reid, Inc. Harry has been in the financial industry since 1983 and has held several leadership positions. Harry holds Series 3, 4, 7, 24, 27, 41, 52TO, 53, 79TO, 99TO, and SIE licenses. Harry is registered in New Jersey. Harry has experience in investment banking, municipal securities, and options.

Firm Information

Harry Buckman is currently registered with Buckman, Buckman & Reid, Inc.. Buckman, Buckman & Reid, Inc. is a Corporation formed on September 7, 1988. The firm is registered in 50 states and is also SEC registered. The firm has reported 18 regulatory events and 4 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harry Buckman’s Registration & Firm History

NJ

01/16/1989 - Present

Buckman, Buckman & Reid, Inc. (little silver NJ)

NA

01/20/1983 - 05/04/1988

TUCKER, ANTHONY & R. L. DAY, INC.

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Licenses & Designations

BC

Issued 06/13/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/11/1991

Series 4 - Registered Options Principal Examination

BC

Issued 07/24/1989

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/07/1988

Series 27 - Financial and Operations Principal Examination

BC

Issued 06/07/1983

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/1983

Series 41 - NYSE Allied Member Examination

BC

Issued 02/19/1983

Series 7 - General Securities Representative Examination

BC

Issued 10/09/1980

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 4 public disclosures for Harry John Buckman. Review regulatory record here.
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