Unclaimed
Harry Hayes Branning is a financial advisor with LPL Financial LLC. Harry Hayes Branning has over 40 years of experience in the financial industry. Harry Hayes Branning is registered to provide investment advice in Connecticut and Virginia. Harry Hayes Branning has previously worked with ADVEST, INC., MOSELEY SECURITIES CORPORATION, LAIDLAW ADAMS & PECK INC and LAIDLAW, MARTIN & MOYSEY, INC.. Harry Hayes Branning is a Registered Representative and Investment Advisor Representative with LPL Financial LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/02/2019 - Present
LPL Financial LLC (VIENNA VA)
CT
03/07/1988 - 01/30/2001
ADVEST, INC. (HARTFORD CT)
NA
06/23/1982 - 03/05/1988
MOSELEY SECURITIES CORPORATION
NA
10/31/1978 - 06/22/1982
LAIDLAW ADAMS & PECK INC
NA
10/21/1976 - 11/03/1978
LAIDLAW, MARTIN & MOYSEY, INC.
IA
Issued 04/10/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/1982
Series 24 - General Securities Principal Examination
BC
Issued 11/25/1980
Series 4 - Registered Options Principal Examination
BC
Issued 06/01/1980
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/1980
PC - AMEX Put and Call Exam
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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