Unclaimed
Harry Harper Warnick is a financial professional with over 5 years of experience in the industry. Currently registered with Spartan Capital Securities, LLC, Harry's previous experience includes roles at Benchmark Investments, LLC, Houlihan Lokey Capital, Inc., Benchmark Investments, Inc., and B. Riley FBR, Inc. Harry has a strong background in investment banking and research analysis.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/13/2022 - Present
Spartan Capital Securities, LLC (NEW YORK NY)
NY
09/19/2022 - 11/04/2022
BENCHMARK INVESTMENTS, LLC (New York NY)
NY
06/14/2021 - 10/14/2022
HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)
NY
06/26/2020 - 05/20/2021
BENCHMARK INVESTMENTS, INC. (NEW YORK NY)
VA
06/07/2018 - 03/13/2020
B. RILEY FBR, INC. (ARLINGTON VA)
BC
Issued 06/29/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/22/2018
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 06/07/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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