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Harry Gerald Smith

Bancroft Capital, LLC

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About Harry Gerald Smith

Harry Gerald Smith is a registered representative with Bancroft Capital, LLC. Harry has over 30 years of experience in the financial services industry. Harry has a broad range of experience in the financial services industry, including investment banking, government securities, and general securities. Harry has a strong understanding of the financial markets and a proven track record of success. Harry is committed to providing his clients with the highest level of service and expertise. Harry is a valuable asset to any team. Harry is registered with FINRA and holds the Series 7, 72, 79TO, and SIE licenses.

Firm Information

Harry Smith is currently registered with Bancroft Capital, LLC. Bancroft Capital, LLC is a Limited Liability Company formed in July 2017. The firm provides financial planning and pension consulting services to a variety of clients. They are registered with the SEC and in 34 states. They have 4 investment adviser representatives and 4 registered representatives.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Harry Smith’s Registration & Firm History

NY

01/18/2019 - Present

Bancroft Capital, LLC (Uniondale NY)

NY

03/07/2012 - 11/01/2018

DREXEL HAMILTON, LLC (NEW YORK NY)

NY

09/30/1993 - 01/03/2012

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

04/14/1993 - 09/30/1993

DEUTSCHE BANK CAPITAL CORPORATION (NEW YORK NY)

NA

03/26/1990 - 09/30/1993

DEUTSCHE BANK GOVERNMENT SECURITIES, INC

NY

05/20/1986 - 03/29/1990

KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/21/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 72 - Government Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Harry Gerald Smith.
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