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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Franklin Bradford is a financial advisor with over 15 years of experience. Harry is registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Alabama and Texas, and he has previously been registered with LPL Financial LLC and UBS Paine Webber Inc.. He holds a Series 63 and 65 licenses, as well as a Series 7 and SIE. Harry has experience in a variety of industries, including banking, finance, and real estate. He is committed to providing personalized financial advice and investment strategies to help his clients achieve their financial goals. Harry is committed to providing a high level of service to his clients and is committed to helping them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
12/08/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BIRMINGHAM AL)
AL
12/02/2011 - 11/10/2015
LPL FINANCIAL LLC (BIRMINGHAM AL)
NJ
04/05/1999 - 10/04/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
BC
Issued 12/09/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/14/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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