Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Edward Fischer has been in the financial services industry since 1976. Harry is a registered representative of Stifel, Nicolaus & Company, Inc., a broker-dealer with offices in San Luis Obispo, California. Harry previously worked at Wells Fargo Clearing Services, LLC, RBC Capital Markets Corporation, and Sutro & Co. Incorporated. Harry has a wide range of experience in the financial services industry and is well-qualified to provide investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
12/04/2020 - Present
Stifel, Nicolaus & Company, Inc. (SAN LUIS OBISPO CA)
CA
03/17/2010 - 12/07/2020
WELLS FARGO CLEARING SERVICES, LLC (SAN LUIS OBISPO CA)
CA
03/09/2002 - 03/25/2010
RBC CAPITAL MARKETS CORPORATION (SAN LUIS OBISPO CA)
CA
04/04/1995 - 03/09/2002
SUTRO & CO. INCORPORATED (SAN FRANCISCO CA)
MO
09/04/1990 - 04/05/1995
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
11/01/1976 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
IA
Issued 02/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/11/1983
Series 4 - Registered Options Principal Examination
BC
Issued 01/30/1979
Series 12 - NYSE Branch Manager Examination
BC
Issued 10/30/1978
Series 40 - Registered Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/1977
PC - AMEX Put and Call Exam
BC
Issued 10/16/1976
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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