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Harry David Cohen

Franklin Distributors, LLC

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About Harry David Cohen

Harry David Cohen has been in the financial services industry since October 12, 1969. Harry is currently registered with Franklin Distributors, LLC, and is a licensed broker in 38 states. Harry previously held positions at Citigroup Global Markets Inc., Lehman Brothers Inc., Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, and Hornblower & Weeks - Hemphill, Noyes Incorporated. Harry is a highly experienced financial professional with a broad range of expertise.

Firm Information

Harry Cohen is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harry Cohen’s Registration & Firm History

NY

12/01/2005 - Present

Franklin Distributors, LLC (NEW YORK NY)

NY

07/31/1993 - 12/01/2005

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

11/26/1979 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/18/1978 - 11/26/1979

LOEB PARTNERS

NA

05/05/1977 - 01/18/1978

HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED

NA

10/13/1969 - 05/05/1977

HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED

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Licenses & Designations

IA

Issued 11/15/1991

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/07/1982

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/15/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1977

PC - AMEX Put and Call Exam

BC

Issued 10/10/1969

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harry David Cohen.
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