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Harry Culp

Capital ONE Securities, Inc.

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About Harry Culp

Harry Culp is a financial professional with over 20 years of experience in the industry. Harry is currently registered with Capital One Securities, Inc. and is located in New York, NY. Harry previously worked at Wells Fargo Securities, LLC. Harry is registered to offer securities in 11 states. Harry's professional qualifications include the Series 7, Series 63, Series 79TO, Series 99TO, and SIE exams.

Firm Information

Harry Culp is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harry Culp’s Registration & Firm History

NY

01/12/2022 - Present

Capital ONE Securities, Inc. (New York NY)

NC

01/01/2004 - 01/13/2022

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/05/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Harry Culp.
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