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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Charles Stumpf is a financial advisor with LPL Financial LLC. Harry has been in the financial services industry since 1995 and has experience in a variety of areas including financial planning, portfolio management and consulting. Harry earned his Series 7, Series 9, Series 10, Series 52 and Series 63 securities licenses, and his Series 65 investment advisor license, and is a Certified Financial Planner. Previously, Harry held positions at Citigroup Global Markets Inc. and Legg Mason Wood Walker, Incorporated. Harry is registered to sell securities in Alabama, California, Colorado, Florida, Kentucky, Louisiana, Mississippi, New York, North Carolina, Texas and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
04/24/2009 - Present
LPL Financial LLC (NEW ORLEANS LA)
LA
02/21/2006 - 05/14/2009
CITIGROUP GLOBAL MARKETS INC. (NEW ORLEANS LA)
MD
02/28/1996 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
09/19/1995 - 01/24/1996
OLDE DISCOUNT CORPORATION (DETROIT MI)
IA
Issued 01/24/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/08/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1996
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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