Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Charles Loftus has been in the financial industry since December 1987. Harry is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Frisco, TX and has been with the firm since October 2009. Previously, Harry was employed by BANC OF AMERICA INVESTMENT SERVICES, INC. from January 1998 to October 2009. Harry holds a Series 7, 24, 63, and 65 license. Harry is also licensed in 23 states. Harry is a specialist in several areas, including asset allocation, portfolio management, financial planning, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
10/23/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FRISCO TX)
TX
01/01/1998 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PLANO TX)
NA
09/11/1993 - 01/01/1998
NATIONSSECURITIES
MN
08/23/1988 - 09/30/1993
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
11/25/1987 - 08/08/1988
T. ROWE PRICE INVESTMENT SERVICES, INC.
IA
Issued 09/18/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/06/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/12/1995
Series 4 - Registered Options Principal Examination
BC
Issued 10/06/1995
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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