Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Chang Kim is a financial advisor with Osaic Wealth, Inc. Harry has over 20 years of experience in the financial industry. Harry is registered with the state of California and Texas as a registered representative and investment advisor representative. Harry has a Series 7, Series 24, and Series 66 license. Harry is a Registered Principal for the firm.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
09/01/2023 - Present
Osaic Wealth, Inc. (PASADENA CA)
CA
07/05/2012 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (PASADENA CA)
CA
04/21/2009 - 07/16/2012
LPL FINANCIAL LLC (BURBANK CA)
CA
07/03/2007 - 04/23/2009
WAMU INVESTMENTS, INC. (TARZANA CA)
CA
07/21/2004 - 07/05/2007
COUNTRYWIDE INVESTMENT SERVICES, INC. (ENCINO CA)
CA
09/15/2003 - 07/27/2004
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
IL
10/11/2002 - 09/15/2003
GATEWAY INVESTMENT SERVICES, INC. (OAK PARK IL)
NJ
04/27/2001 - 10/03/2001
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NY
01/18/2001 - 03/22/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 02/09/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/20/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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