Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Buchanan Smith is a financial advisor with over 30 years of experience in the industry. Harry currently works at Robert W. Baird & Co. Inc. and is registered to provide investment advice and securities services in multiple states. Harry holds a variety of licenses and certifications, including Series 7, 10, 31, 63, 65, and 66. Harry has a strong track record of success in helping clients achieve their financial goals. Prior to working at Robert W. Baird & Co. Inc., Harry was employed by Wells Fargo Clearing Services, LLC and A.G. Edwards & Sons, Inc. Harry is committed to providing his clients with personalized service and sound financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NC
08/06/2018 - Present
Robert W. Baird & Co. Inc. (Charlotte NC)
NC
01/01/2008 - 08/09/2018
WELLS FARGO CLEARING SERVICES, LLC (CHARLOTTE NC)
NC
03/30/1992 - 01/03/2008
A. G. EDWARDS & SONS, INC. (CHARLOTTE NC)
BOTH
Issued 04/26/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/14/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/09/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/09/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/23/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 03/27/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Harry Smith is the right advisor for you? Invested Better is here to help.
