Unclaimed
Harry Arthur Mewes is a registered investment advisor representative with Cetera Investment Advisers LLC. Harry has been in the financial services industry since 1990. Harry has passed the Series 6, 7, 63 and SIE exams. Harry is registered to provide investment advisory services in Wisconsin and Texas. In addition to their role at Cetera Investment Advisers LLC, Harry is also a registered representative with Essex National Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WI
01/21/2014 - Present
Cetera Investment Advisers LLC (WAUKESHA WI)
WI
04/19/2001 - 05/31/2006
ESSEX NATIONAL SECURITIES, INC. (WAUKESHA WI)
WI
02/08/2000 - 04/20/2001
INVEST FINANCIAL CORPORATION (APPLETON WI)
NJ
07/02/1990 - 02/08/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
07/02/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
BC
Issued 05/30/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/28/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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