Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Appel is a financial advisor with over 11 years of experience in the industry. Harry is currently registered with Cambridge Investment Research Advisors, Inc. in Tinton Falls, New Jersey and has held previous positions at United Planners' Financial Services of America A Limited Partner and Royal Alliance Associates, Inc. Harry holds Series 63, 66, and 7 licenses as well as the SIE exam. Harry's specialties include providing financial planning and portfolio management services to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NJ
12/08/2023 - Present
Cambridge Investment Research Advisors, Inc. (Tinton Falls NJ)
NJ
04/22/2013 - 12/20/2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER (TINTON FALLS NJ)
NY
09/09/2011 - 04/16/2013
ROYAL ALLIANCE ASSOCIATES, INC. (NEW YORK NY)
BOTH
Issued 12/07/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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