Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Alexander Shaw is a financial professional with over 15 years of experience in the industry. Harry is currently registered with Wells Fargo Securities, LLC, and has been with the firm since 2013. Previously, Harry worked at Wachovia Capital Markets, LLC and UBS Securities LLC. Harry is licensed to sell securities in 53 states and holds Series 7, 79, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
09/09/2013 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NY
06/07/2007 - 02/25/2009
WACHOVIA CAPITAL MARKETS, LLC (NEW YORK NY)
NY
10/28/2002 - 05/08/2007
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/09/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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