Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harry? Claim Your ProfileHarry Kent is a financial advisor at Osaic Wealth, Inc. Harry Kent has been in the industry since September 18, 2000, and has experience with Securities America, Inc., National Planning Corporation, Tower Square Securities, Inc., Investors Capital Corp., Sammons Securities Company, LLC, Sigma Financial Corporation, Walnut Street Securities, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Harry Kent has a Series 65, 66, 7, and SIE license. Harry Kent is also a Registered Investment Advisor Agent with Securities America Advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CT
06/14/2024 - Present
Osaic Wealth, Inc. (SOMERS CT)
CT
11/09/2017 - 06/14/2024
SECURITIES AMERICA, INC. (SOMERS CT)
CT
01/04/2010 - 11/10/2017
NATIONAL PLANNING CORPORATION (SOMERS CT)
CT
11/17/2003 - 12/31/2009
TOWER SQUARE SECURITIES, INC. (SOMERS CT)
MA
10/31/2002 - 11/14/2003
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
MI
02/09/2002 - 10/31/2002
SAMMONS SECURITIES COMPANY, LLC (ANN ARBOR MI)
MI
02/11/2002 - 03/26/2002
SIGMA FINANCIAL CORPORATION (ANN ARBOR MI)
CA
03/13/2001 - 02/09/2002
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
08/14/2000 - 02/09/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 10/13/2003
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/28/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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