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Harrison Smith

Capital ONE Securities, Inc.

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About Harrison Smith

Harrison Smith is a registered representative with Capital One Securities, Inc.. Harrison is licensed to sell securities in eleven states and is currently registered with FINRA. Harrison has been in the securities industry since 2018.

Firm Information

Harrison Smith is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harrison Smith’s Registration & Firm History

LA

03/05/2018 - Present

Capital ONE Securities, Inc. (NEW ORLEANS LA)

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Licenses & Designations

BC

Issued 03/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/05/2018

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Harrison Smith.
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