Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harrison? Claim Your ProfileHarrison Niles is a financial advisor who has been in the industry since April 18, 1989. Harrison is currently registered with Northwestern Mutual Investment Services, LLC and has been with them since April 19, 1989. Prior to that, Harrison was employed with Robert W. Baird & Co. Incorporated from April 19, 1989 to January 1, 2002. Harrison has a wide range of experience and holds the Series 6, Series 63 and SIE licenses. Harrison is registered with the following states: California, Colorado, Connecticut, Delaware, Maryland, New Jersey, New York and Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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NY
04/19/1989 - Present
Northwestern Mutual Investment Services, LLC (NEW YORK NY)
WI
04/19/1989 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 07/13/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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