Unclaimed
Harrison Clement is a financial advisor with Wells Fargo Clearing Services, LLC. Harrison has been in the financial services industry since 2001 and holds licenses for both securities and investment advisory services in North Carolina. Harrison has experience in investment consulting services to institutional clients, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
02/11/2015 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
NC
04/03/2014 - 10/03/2014
W&S BROKERAGE SERVICES, INC. (ASHEBORO NC)
NC
01/02/2003 - 02/04/2013
RAYMOND JAMES FINANCIAL SERVICES, INC. (ASHEBORO NC)
LA
03/26/2001 - 12/31/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
BOTH
Issued 04/02/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/17/2024
Series 24 - General Securities Principal Examination
BC
Issued 04/15/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/28/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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