Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harrison? Claim Your ProfileHarrison Lax is a financial professional with experience in the securities industry. Harrison is currently registered with Tradition Securities and Derivatives LLC in New York. Prior to that, Harrison was employed by BGC FINANCIAL, L.P., and ICAP CORPORATES LLC, both in New York. Harrison is a Series 7, Series 63, Series 3, and Series 57TO licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/23/2021 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
10/02/2019 - 07/01/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
09/05/2018 - 08/29/2019
ICAP CORPORATES LLC (NEW YORK NY)
BC
Issued 10/25/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2020
Series 3 - National Commodity Futures Examination
BC
Issued 02/07/2020
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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