Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harrison? Claim Your ProfileHarrison Frazier Caner is an investment advisor representative with RBC Capital Markets, LLC. Harrison has been in the securities industry since June 25, 2001, and has experience with a variety of firms, including Fieldpoint Private Securities, LLC, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc.. Harrison is registered in Connecticut, Maine, and several other states. Harrison has a wide range of investment products and services available to his clients, including portfolio management, financial planning, and pension consulting. Harrison is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
ME
03/04/2022 - Present
RBC Capital Markets, LLC (Bremen ME)
CT
03/10/2011 - 03/08/2022
FIELDPOINT PRIVATE SECURITIES, LLC (GREENWICH CT)
CT
06/01/2009 - 12/22/2010
MORGAN STANLEY SMITH BARNEY (GREENWICH CT)
CT
09/25/2002 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (GREENWICH CT)
CT
03/04/2002 - 09/27/2002
INFINEX INVESTMENTS, INC. (MERIDEN CT)
NY
04/10/2001 - 03/07/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
IA
Issued 12/17/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/18/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 04/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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