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Harrison Erb

Axos Clearing LLC

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About Harrison Erb

Harrison Erb is a financial advisor with over 2 years of experience in the financial services industry. Harrison is registered with Axos Clearing LLC in Centennial, Colorado. Harrison holds the Series 63, 7TO, and SIE licenses.

Firm Information

Harrison Erb is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Harrison Erb’s Registration & Firm History

CO

08/13/2021 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

01/04/2020 - 12/31/2020

E*TRADE SECURITIES LLC (Centennial CO)

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Licenses & Designations

BC

Issued 02/07/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/03/2020

Series 7TO - General Securities Representative Examination

BC

Issued 08/31/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Harrison Erb.
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