Unclaimed
Harrison Moore is an investment advisor representative with Rogan & Associates, Inc. in Safety Harbor, Florida. Harrison is a registered investment advisor with the state of Florida, and is also a registered representative with FINRA. Harrison has been in the financial services industry since 2015. Harrison has a Series 7, Series 63, and Series 65 license. Harrison is a member of the Florida Bar and is a Certified Financial Planner. Harrison specializes in portfolio management for individuals and providing selection of other advisers. Previous to his employment with Rogan & Associates, Inc., Harrison was employed with AXA Advisors, LLC, American Family Legacy Group, LLC, and Harwood Advisory Group, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
% of assets under another ria's management
1
2
FL
04/11/2022 - Present
Rogan & Associates, Inc. (SAFETY HARBOR FL)
PA
09/18/2015 - 09/21/2016
AXA ADVISORS, LLC (BALA CYNWYD PA)
IA
Issued 03/13/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2022
Series 7TO - General Securities Representative Examination
BC
Issued 09/18/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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