Unclaimed
Harrison Call is a financial advisor registered with UBS Financial Services Inc. Harrison has been in the industry since May 2019. Harrison has a series 66, series 7TO, series 9, series 10, and SIE license. Harrison is licensed in 53 states and is registered with FINRA. Harrison specializes in a wide range of services, including Financial Planning, Portfolio Management, Pension Consulting, Educational Seminars, and Selection of other advisers. Harrison works out of the Weehawken, New Jersey office of UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
08/06/2019 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NC
02/16/2019 - 05/07/2019
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
BOTH
Issued 05/16/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/11/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/16/2019
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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