Unclaimed
Harris Frankel is a registered representative at Fidelity Brokerage Services LLC, with a branch office in WESTLAKE, TX. Harris has been in the securities industry since 2010 and holds the Series 4, 7, 63, 99 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
04/20/2018 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
03/10/2011 - 04/01/2013
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 05/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2012
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/2018
Series 99 - Operations Professional Examination
BC
Issued 04/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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