Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harris? Claim Your ProfileHarris Gordon Diamond is a financial advisor with Santander US Capital Markets LLC. Harris has been in the industry since 2010 and has experience in the securities industry. He is registered in Illinois and holds Series 63, Series 7, and SIE licenses. Previously, Harris was registered with BMO Capital Markets Corp. and SG Americas Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/27/2023 - Present
Santander US Capital Markets LLC (CHICAGO IL)
IL
09/26/2011 - 09/28/2022
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NY
06/25/2010 - 08/19/2011
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
BC
Issued 08/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/24/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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