Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harris? Claim Your ProfileHarris Nightingale is a financial advisor with Cetera Investment Advisers LLC. Harris has been in the financial services industry since 1998 and holds the Series 7, Series 63 and Series 65 licenses. Harris has worked for several firms over his career, including TOWER SQUARE SECURITIES, INC., PRUDENTIAL SECURITIES INCORPORATED, and NATIONAL SECURITIES CORPORATION. Harris provides financial planning services to individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities. Harris also offers portfolio management services and is a Certified Exit Planning Advisor (CEPA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
04/15/2003 - 09/03/2013
TOWER SQUARE SECURITIES, INC. (NEW YORK NY)
NY
06/22/2001 - 12/02/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
FL
10/06/2000 - 05/29/2001
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
07/24/1998 - 10/09/1998
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
CA
07/17/1996 - 07/24/1998
THE BOSTON GROUP (LOS ANGELES CA)
IA
Issued 12/16/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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