Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Harris? Claim Your ProfileHarris Bock is a financial professional with over 14 years of experience in the industry. Harris is currently registered with Dynamex Trading, LLC in New York, NY. Harris previously worked at GROUP ONE TRADING, L.P. in Chicago, IL. Harris is licensed to conduct business in 11 states. In addition to Series 7, 24, 63, and 99TO, Harris holds the Series 4, 14 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/11/2008 - Present
Dynamex Trading, LLC (NEW YORK NY)
IL
03/21/2011 - 10/01/2020
GROUP ONE TRADING, L.P. (CHICAGO IL)
BC
Issued 08/19/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 04/08/2010
Series 24 - General Securities Principal Examination
BC
Issued 09/17/2008
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
Nasdaq Stock Market
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